Explore our AML Solutions
AML Firmwide Risk Assessment
All SRA regulated firms require a FWRA to identify the money laundering risks that the firm is, or could be, exposed to, and consider how any risks could be mitigated.
Client and Matter Risk Assessments
Take the required steps to identify specific risks posed by a client and matter. Our powerful CMRA solution provides initial and ongoing monitoring together with comprehensive management oversight.
AML Policy Documents
Comprehensive editable template policies and procedures provide a cost effective toolkit for achieving firm-wide compliance. Choose from a range of policy documents to complete or replace your existing policies.
“We continue to see a persistent level of non-compliant client/matter risk assessments, and this remains an area where improvement is necessary. Undertaking effective client/matter risk assessments is a key step in preventing money laundering as it should inform the correct level of client due diligence to apply, as well as ongoing monitoring.”